Financial Services

Protecting Financial Services firms is in our nature

We provide tailored insurance solutions for a broad spectrum of firms in the financial services sector including, but not limited to:

• Banking
• Corporate Finance
• Investment Management
• Asset Management
• Wealth Management
• Hedge Funds
• Foreign Exchange Brokers
• Stock Brokers

We have spent over a decade servicing financial services clients and we take pride in successfully delivering cost effective and bespoke insurance solutions to those firms who have chosen us because of our extensive choice of insurers and our specialist sector knowledge, which is underpinned by a recent client survey where 90% of respondents rated our service as ‘very good’ or ‘excellent’ and 95% agreed that we are experts in their business sector.

Providing accurate insurance solutions for a constantly evolving industry

Regulated financial services face growing challenges as they navigate through expanding regulatory requirements, political and economic uncertainty, stringent capital and lending criteria, volatile markets, increased transparency and pressure to deliver best-in-class client service.

This constantly evolving industry presents opportunities to innovate, but also create many risks, including:

• Regulatory, corporate governance, disclosure or compliance breaches
• Operational risks caused from human error, infrastructure system failures, cyber-attacks, or data breaches
• Fraudulent activities caused from employee infidelity or third party crimes
• Alleged breaches of duty from directors, officers, or senior personnel
• Litigation from unsatisfied shareholders or investors

All of which can lead to unforeseen business interruption, indemnity claims or legal defence costs and subsequently reputational damage. Even if the claims are false, they can still take up valuable time, energy, and money. Our aim is to help you mitigate that pressure.

We are aware of the risks your business might face and using our experience, we will proactively work closely with you and take the extra time to understand your needs. We can then formulate tailored insurance policies designed to protect your firm and your employees, as well as help you manage the costs that arise from claims, litigation, or regulatory proceedings.